Shelton Rene Mcclain

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-01
GA	RA	APPROVED	2023-09-01
IL	RA	APPROVED	2023-09-01
LA	RA	APPROVED	2023-09-01
MS	RA	APPROVED	2023-09-01
TX	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2023-09-01
GA RA
APPROVED

Since 2023-09-01
IL RA
APPROVED

Since 2023-09-01
LA RA
APPROVED

Since 2023-09-01
MS RA
APPROVED

Since 2023-09-01
TX RA
APPROVED

Since 2023-09-01

Branch Locations

658 Saint Charles Street, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Baton Rouge	LA	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Baton Rouge, LA

Previous Registrations

2008-07-17 → 2023-09-01

Osaic Services, Inc.

Phoenix, AZ

Baton Rouge, LA
2004-04-22 → 2008-07-24

Uvest Financial Services Group, Inc.

Port Allen, LA

Baton Rouge, LA

Other Businesses

1. MCCLAIN FINANCIAL GROUP, LLC; INVEST RELATED; 658 SAINT CHARLES STREET, BATON ROUGE, LA 70802, INSURANCE SALES, 08/2008, 5/0, FIXED INSURANCE SALES; R.H.CACHE, LLC, NON-INVEST RELATED, 658 SAINT CHARLES STREET, BATON ROUGE LA 70802, REAL ESTATE RELATED, PART-OWNER, 06/1995, 5/0, PURCHASES AND SALES REAL ESTATE/NEW CONSTRUCTION; IMANI GROUP,LLC, NON-INVEST RELATED658 SAINT CHARLES STREET, BATON ROUGE, LA 70802, REAL ESTATE RELATED, PART-OWNER, 06/1997, 5/0, PURCHASE AND SALE REAL ESTATE/NEW CONSTRUCTION; THE MCCLAIN-BLANKS GROUP,LLC, NON-INVEST RELATED, 658 SAINT CHARLES STREET, BATON ROUGE, LA 70802, REAL ESTATE RELATED, PART-OWNER, 01/2005, 5/0, PURCHASES AND SALE REALESTATE/NEW CONSTRUCTION; ANNUITY MARKETING SERVICES, INVESTED RELATED, 3368 BRENTWOOD DR. B.R., LA. 70809, AGENT/REP, 10/1/2008. 5/5, SELL LIFE INSURANCE, FIXED ANNUITY AND LONG TERM CARE, AGENT/REP FOR THIS 3 RD PARTY VENDOR; KALIK GROUP LLC : NON-INVEST RELATED,658 ST. CHARLES STREET BATON ROUGE,LA 70802,REAL ESTATE RELATED,PART OWNER, 06-1998, 5 HRS/MONTH,PURCHASE AND SALES OF REAL ESTATE/NEW CONSTRUCTION. SAGEPOINT FINANCIAL, INC INVESTMENT RELATED 658 SAINT CHARLES ST, BATON ROUGE, LA 70802, 7/2008 60 HOURS PER MONTH/ MARKET HOURS, FEE BASED INVESTMENT ADVISORY SERVICES. 2. S AND P INVESTMENT GROUP LLC POSITION: owner NATURE: s and p investments group ,LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3793 Spanish trail west, Zachary LA 70791, United States DESCRIPTION: buy real restate for rental and sell 3. COMPREHENSIVE ADULT PRIMARY CARE CLINIC, LLC POSITION: CFO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 761 Colonial Dr, Baton Rouge LA 70806, United States DESCRIPTION: Assisting my wife with monthly financial reports

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-04
S63	Uniform Securities Agent State Law Examination	1997-10-09

S65 Uniform Investment Adviser Law Examination

2004-12-04
S63 Uniform Securities Agent State Law Examination

1997-10-09

View on SEC IAPD