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Ruth Ann Rozankovich

Raymond James & Associates, Inc.

Kalamazoo, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-27
MI RA APPROVED 2021-10-29
  • TX RA
    APPROVED_RES
    Since 2022-09-27
  • MI RA
    APPROVED
    Since 2021-10-29

Branch Locations

161 East Michigan Ave Suite 600, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Kalamazoo MI 04/2011 10/2021
Raymond James And Associates, Inc. Kalamazoo MI 10/2021 Present
  • 04/2011 → 10/2021
    Oppenheimer & Co
    Kalamazoo, MI
  • 10/2021 → Present
    Raymond James And Associates, Inc.
    Kalamazoo, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-14
S63 Uniform Securities Agent State Law Examination 2003-05-08
  • S65 Uniform Investment Adviser Law Examination
    2010-12-14
  • S63 Uniform Securities Agent State Law Examination
    2003-05-08
Other Names
  • Ruth Ann Hunt
  • Ruth A Hunt
  • Ruth A Smith
  • Ruth Ann Smith

View on SEC IAPD

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Other Offices

SLEEPING GIANT CAPITAL, LLC · KALAMAZOO, MI
MORGAN STANLEY · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LONG ROAD INVESTMENT COUNSEL, LLC · KALAMAZOO, MI
FIFTH THIRD SECURITIES, INC. · KALAMAZOO, MI

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