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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-06-01 |
Branch Locations
14045 Ballantyne Corporate Pl Suite 375, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 06/2010 | Present |
Name: Troop 99- BSA- Weddington NC Address: 13901 Providence Rd, Weddington, NC 28104 start: 11/19/2025 time: very little. less than 1hr/mo. Adult volunteer for my son's BSA troop. No compensation at all, and nothing to do with anything related to the finances of the troop. Merely an adult volunteer (Unit Scouter Reserve) that allows me to help and attend outings when needed. Not investment securities related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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