Dexter Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 05/2025
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
  Crystal, MN
• 05/2005 → 02/2025
  Financial Dimensions Group, Inc.
  Minneapolis, MN
• 05/2025 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2013-01-02 → 2024-11-01
  Financial Dimensions Group, Inc.
  New Brighton, MN
• 2007-09-24 → 2012-12-31
  Financial Dimensions Group, Inc.
  New Brighton, MN
  Minneapolis, MN

Other Businesses

1) 04/2025 - FDG Plaza / Real Estate Rental / Inv Related / MN, 55112 / Start date 10/01/2007 2) 04/2025 - STMA Middle School Coach / Coach/Sports/Fitness/Referee / Non Inv Related / St Michael, MN 55376 / Start date 06/15/2022 - 60 Hrs per month - 12% Time Spent 3) 04/2025 - Phillips Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 240 Hrs per month - 100% Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2007-06-20
• S63 Uniform Securities Agent State Law Examination
  1997-07-11

Other Names

• Dexter Sixtus Phillips