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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-08-28 |
| NJ | RA | APPROVED | 2024-11-15 |
| TX | RA | APPROVED_RES | 2024-11-15 |
Branch Locations
73 Newark Pompton Turnpike, 2Nd Floor, Riverdale, NJ 07457 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Riverdale | NJ | 09/2005 | 11/2024 |
| Burklow & Rotella, Llc | Riverdale | NJ | 09/2005 | 11/2024 |
| Steward Partners Global Advisory, Llc | Riverdale | NJ | 11/2024 | Present |
| Steward Partners Investment Solutions, Llc | Riverdale | NJ | 11/2024 | Present |
| Steward Partners Investment Advisory, Llc | Riverdale | NJ | 11/2024 | Present |
1) 73 Newark-Pompton Associates, LLC; City/State: Riverdale, NJ; 1/3 Owner; Real Estate Rental; Pay Bills/Collect Rent; Not Investment-Related; 02/01/2018; 1-9 hours per month; 0 HRS/MO during trading hours. 2) Real Estate Rental; Real Estate; City/State: Wyckoff, NJ; Investment-Related; 07/10/2016; 1 to 9 hours per month; 0 during trading hours 3) Name of Business: Big Bear Management Services, LLC; City/State: Wycoff, NJ; Activity Type: Real Estate; Position/Title: Business Owner/Member; Investment-related: No; Start Date: 11/15/2006; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of Duties: Sole owner and operator with full control of the LLC. 4) Name of Outside Activity: MWTLC Associates, LLC; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and manage closure of the business; Start Date: 02/2018; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related. 5) Name of Outside Activity: Burklow and Rotella, LLC; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and Manage closure of business; Start Date: 09/1999; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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