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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-28
NJ RA APPROVED 2024-11-15
TX RA APPROVED_RES 2024-11-15
  • LA RA
    APPROVED
    Since 2025-08-28
  • NJ RA
    APPROVED
    Since 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2024-11-15

Branch Locations

73 Newark Pompton Turnpike, 2Nd Floor, Riverdale, NJ 07457 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Riverdale NJ 09/2005 11/2024
Burklow & Rotella, Llc Riverdale NJ 09/2005 11/2024
Steward Partners Global Advisory, Llc Riverdale NJ 11/2024 Present
Steward Partners Investment Solutions, Llc Riverdale NJ 11/2024 Present
Steward Partners Investment Advisory, Llc Riverdale NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 73 Newark-Pompton Associates, LLC; City/State: Riverdale, NJ; 1/3 Owner; Real Estate Rental; Pay Bills/Collect Rent; Not Investment-Related; 02/01/2018; 1-9 hours per month; 0 HRS/MO during trading hours. 2) Real Estate Rental; Real Estate; City/State: Wyckoff, NJ; Investment-Related; 07/10/2016; 1 to 9 hours per month; 0 during trading hours 3) Name of Business: Big Bear Management Services, LLC; City/State: Wycoff, NJ; Activity Type: Real Estate; Position/Title: Business Owner/Member; Investment-related: No; Start Date: 11/15/2006; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of Duties: Sole owner and operator with full control of the LLC. 4) Name of Outside Activity: MWTLC Associates, LLC; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and manage closure of the business; Start Date: 02/2018; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related. 5) Name of Outside Activity: Burklow and Rotella, LLC; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and Manage closure of business; Start Date: 09/1999; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14
Designations
Other Names
  • Chris Rotella

View on SEC IAPD

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