Michael Thomas Mason

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2009 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Bountiful, UT
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bountiful, UT

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Bountiful, UT
• 2009-04-01 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Bountiful, UT
• 2008-10-20 → 2009-03-26
  Bancwest Investment Services, Inc.
  Salt Lake City, UT
  Salt Lake City, UT
  Sandy, UT
  Layton, UT
  Heber, UT
  Salt Lake City, UT
• 2008-07-25 → 2008-10-20
  Wamu Investments, Inc.
  Salt Lake City, UT
  West Jordan, UT
  Draper, UT
  Salt Lake City, UT
  Park City, UT
  Salt Lake City, UT
  Sandy, UT
  Murray, UT
  Salt Lake City, UT
  Salt Lake City, UT
  Sandy, UT
• 2005-04-15 → 2008-07-16
  Commonwealth Financial Network
  Clearfield, UT
  Clearfield, UT
• 2003-02-21 → 2005-04-14
  Securian Financial Services, Inc.
  Clearfield, UT
• 2001-06-25 → 2002-09-17
  Securian Financial Services, Inc.
  Salt Lake City, UT

Other Businesses

1. SUMMIT CAPITAL SERVICES L.C. POSITION: fixed insurance sales NATURE: SUMMIT CAPITAL SERVICES L.C. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/27/2016 ADDRESS: 1398 Madera Hills Dr, Bountiful UT 84010, United States DESCRIPTION: POSITION: Owner. NATURE: life insurance sales fixed and IUL. Disability insurance, health and fixed annuities

Exams

• S66 Uniform Combined State Law Examination
  2001-05-15
• S63 Uniform Securities Agent State Law Examination
  1997-08-15