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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-16 |
| NJ | RA | APPROVED | 2025-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Paramus | NJ | 01/2009 | 01/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 01/2025 | Present |
| Bank Of America, N.A. | Paramus | NJ | 03/2025 | Present |
I*: 2175364 NAME OF OTHER BUSINESS: Northern Counties Soccer Association of NJ INVESTMENT RELATED: No ADDRESS: Ho Ho Kus, NJ 07423 NATURE OF THE BUSINESS: Sport & Leisure Facilities POSITION: Member of Board of directors DUTIES: Division Commissioner responsible for flighting, scheduling, monitoring and communicating with a subset of league teams. START DATE: 8/1/2022 HOURS DEVOTED TO BUSINESS: 0 HOURS DEVOTED: 5 hrs mthly I*: 2175361 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Lincoln Park, NJ 07030 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01/25/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Sole owner of rental property I*: 2175362 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Hoboken, New Jersey, 07035 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 25-Jan-2025 Number of Hours: 0 Number of Hours during trading: 0 Duties:Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
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