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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-01-02
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

200 West Lincoln Ave, Myerstown, PA 17067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulton Financial Advisors Myerstown PA 01/1999 11/2019
Raymond James Financial Services Harrisburg PA 05/2008 Present
Raymond James Financial Services Advisors, Inc Myerstown PA 01/2009 Present
Fulton Financial Corporation Myerstown PA 06/2008 Present
Fulton Bank Myerstown PA 06/2008 Present
  • 01/1999 → 11/2019
    Fulton Financial Advisors
    Myerstown, PA
  • 05/2008 → Present
    Raymond James Financial Services
    Harrisburg, PA
  • 01/2009 → Present
    Myerstown, PA
  • 06/2008 → Present
    Fulton Financial Corporation
    Myerstown, PA
  • 06/2008 → Present
    Fulton Bank
    Myerstown, PA
Previous Registrations
  • 2004-01-06 → 2008-06-04
    Cetera Investment Services Llc
    Harrisburg, PA
    Lancaster, PA
    Palmyra, PA
    Harrisburg, PA
    Palmyra, PA
    Palmyra, PA
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 200 W Lincoln Ave, Myerstown, PA, 17067, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-11
S65 Uniform Investment Adviser Law Examination 1997-07-11
  • S63 Uniform Securities Agent State Law Examination
    1997-07-11
  • S65 Uniform Investment Adviser Law Examination
    1997-07-11

View on SEC IAPD

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