Brian Lee Slagle

Current Employers

Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-03

MD RA
APPROVED

Since 2025-01-03

Branch Locations

Annapolis, MD • United States

1820 Lancaster St, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2016	10/2017
Northwestern Mutual Investment Services Llc	Annapolis	MD	05/2016	10/2017
Lombard Securities Incorporated	Baltimore	MD	10/2017	Present
Lombard Advisers Incorporated	Baltimore	MD	10/2018	Present

04/2016 → 10/2017

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2016 → 10/2017

Northwestern Mutual Investment Services Llc

Annapolis, MD
10/2017 → Present

Lombard Securities Incorporated

Baltimore, MD
10/2018 → Present

Lombard Advisers Incorporated

Baltimore, MD

Other Businesses

1. Slagle Investments, LLC; DBA for securities and advisory business. 2. JP Home, Inc.; Nonprofit halfway house for recovering alcoholics; Board of Trustees Member.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-06
S63	Uniform Securities Agent State Law Examination	2016-07-21

S65 Uniform Investment Adviser Law Examination

2018-11-06
S63 Uniform Securities Agent State Law Examination

2016-07-21

Other Names

Brian Lee Slagle

View on SEC IAPD