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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-13 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 06/2009 | Present |
NAME OF OUTSIDE BUSINESS: SOUND DECISION IS BUSINESS INVESTMENT RELATED (Y/N): NO ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): 3 PYBURN ROAD, LYNNFIELD, MA 01940 (MY HOME) DATE AFFILIATION BEGAN: ~2007 YOUR TITLE: DISC JOCKEY YOUR DUTIES (BRIEF): PLAY MUSIC AT PRIVATE PARTIES SUCH AS BIRTHDAYS AND WEDDINGS. # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 8
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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