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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-27
GA RA APPROVED 2008-11-28
TX RA APPROVED 2008-11-28
  • FL RA
    APPROVED
    Since 2022-04-27
  • GA RA
    APPROVED
    Since 2008-11-28
  • TX RA
    APPROVED
    Since 2008-11-28

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States

Stuart, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-12-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2003-01-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

1) Name of Business: Grey Ghost Aviation, LLC./ Address; 2900 SE Dune Drive, #315 Stuart FL United States34996./ Investment Related: Yes./ Nature: Fractional jet ownership. The LLC owns 6.25% of the plane./ Role: Officer./ Duty: None. I just pout my 6.25% ownership into a LLC../ Start Date: 3/31/2023./ Time Required: NA. 2) Name of Business: Riverside Preparatory Academy also named Riverside Military Academy. They changed the name last year ./ Address: 2001 Riverside Drive, Gainesville GA 30501./ Nature: Private preparatory and boarding school. I am an alumni from this academy. / Role: The board of trustees' help oversee the academy./ Duty: Twice a year the school has meetings to review their business plan, enrollment, athletics, and curriculum. As a Trustee, we are a sounding board for the administration to help make sensible decisions to ensure the success of the academy. / Start Date: October 1, 2023./ Time Required: About four hours a year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-10
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S65 Uniform Investment Adviser Law Examination
    1997-07-10
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06
Other Names
  • Adny Zager
  • Andy Zager

View on SEC IAPD

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