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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
CT RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2026-08-13
  • CT RA
    APPROVED
    Since 2024-03-21

Branch Locations

1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S United Bank Bridgeport CT 08/2012 03/2024
People'S Securities, Inc. Bridgeport CT 06/2013 03/2024
People's United Advisors, Inc Bridgeport CT 06/2018 03/2024
Wells Fargo Advisors Financial Network, Llc Old Greenwich CT 03/2024 Present
  • 08/2012 → 03/2024
    People'S United Bank
    Bridgeport, CT
  • 06/2013 → 03/2024
    People'S Securities, Inc.
    Bridgeport, CT
  • 06/2018 → 03/2024
    People's United Advisors, Inc
    Bridgeport, CT
  • 03/2024 → Present
    Old Greenwich, CT
Previous Registrations
  • 2018-06-01 → 2022-09-08
    People'S United Advisors, Inc.
    Cos Cob, CT
  • 2013-06-28 → 2020-03-31
    People'S Securities, Inc.
    Cos Cob, CT
    Bridgeport, CT
  • 2009-03-31 → 2012-07-31
    Greenwich, CT
    Charlotte, NC
    Charlotte, NC
Other Businesses

13 KEPLERS WAY LLC; INV. RELATED; NEW FAIRFIELD, CT; 100% OWNERSHIP; LLC HOLDS SINGLE FAMILY RESDIENTIAL RENTAL; START DATE 4/5/2017; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS HOURS. RENTAL PROPERTY; INV. RELATED; NEW FAIRFIELD, CT; 100% OWNERSHIP; START DATE 8/1/2016; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS HOURS. 20 OVERLOOK ROAD LLC; INV. RELATED; NEW FAIRFIELD, CT; 100% OWNERSHIP; LLC HOLDS SINGLE FAMILY RESDIENTIAL RENTAL; START DATE 10/25/2017; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS HOURS. RENTAL PROPERTY; INV. RELATED; NEW FAIRFIELD, CT; 100% OWNERSHIP; START DATE 5/1/2002; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS HOURS. CONNECTICUT NOTARY LICENSE; NOT INV. RELATED; NEW FAIRFIELD, CT; START DATE 6/30/1999; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. CANDLEWOOD KNOLLS COMMUNITY, INC. ; NOT INV RELATED;NEW FAIRFIELD,CT; COMMUNITY OF HOMES; PRESIDENT; START DATE: 01/01/2027; 30 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-08-14
Designations
Other Names
  • Roberta P Anderson
  • Roberta Jo Preis
  • Roberta Preis Anderson
  • Roberta Anderson

View on SEC IAPD

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