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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-11 |
| VA | RA | APPROVED | 2009-03-03 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
10146 West Broad St Suite B, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 03/2009 | Present |
CO-OWNER OF PRICEPERKINS LLC WHICH IS ALSO REGISTERED IN VIRGINIA AS AN INSURANCE AGENCY. THIS IS NOT INVESTMENT-RELATED; HE WILL SHARE IN TRAILS FROM AFLAC AND SPEND NO TIME DURING THE MONTH OF DURING TRADING HOURS ON THE LLC. VOLUNTEER FOR STAPLES MILL ROAD BAPTIST CHURCH LOCATED AT 10101 STAPLES MILL ROAD, GLEN ALLEN VA 23060. NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME NONE DURING MARKET HOURS. NO COMPENSATOIN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-01 |
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