Shawn Michael Swenson

Current Employers

Employment History

• 07/2011 → 11/2017
  National Planning Corporation
  Scottsdale, AZ
• 11/2017 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2011-07-29 → 2017-11-29
  National Planning Corporation
  Scottsdale, AZ
  Tempe, AZ
• 2007-01-09 → 2011-07-29
  Securities America Advisors, Inc.
  Tempe, AZ
  Scottsdale, AZ
• 2005-03-14 → 2006-12-19
  Commonwealth Financial Network
  Tempe, AZ
• 2003-06-02 → 2005-03-04
  Voya Financial Partners, Llc
  Phoenix, AZ

Other Businesses

1. 11/29/2017 - Redpoint Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner. 2. 11/29/2017 - Shawn Swenson Financial Services LLC - Not Investment Related - Scottsdale, AZ 85260 - Business Entity For Tax/Investment Purposes Only - Start Date 1/1/2012 - 0 Hours Per Month/0 During Securities Trading - Invest & Financial Planning.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-12
• S63 Uniform Securities Agent State Law Examination
  1998-12-30

Designations