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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| PA | RA | APPROVED | 2005-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2005 | Present |
| Catrabone, Catrabone & Associates | Erie | PA | 07/2011 | Present |
1. Fixed insurance sales, as of 2011, 10% of time spent during business hours at branch location, investment related. 2. Executor for estate of family member, 0% of time spent during business hours not at branch location, not investment related. 3. Catrabone, Catrabone and Associates LLC; Co-owner of entity created for securities and insurance business, as of 09/08/2011, 90% of time spent during business hours, investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-08 |
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