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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-05
  • CT RA
    APPROVED
    Since 2026-01-05

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

44 Old Ridgebury Rd Suite 150, Danbury, CT 06810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Reby Advisors, Llc Danbury CT 01/2005 03/2021
Triad Advisors Inc Norcross GA 05/2012 03/2021
Lpl Financial, Llc Danbury CT 02/2021 06/2025
Wealth Enhancement Group Plymouth MN 03/2021 Present
Wealth Enhancement Advisory Services, Llc Danbury CT 03/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 03/2021 Present
  • 01/2005 → 03/2021
    Reby Advisors, Llc
    Danbury, CT
  • 05/2012 → 03/2021
    Triad Advisors Inc
    Norcross, GA
  • 02/2021 → 06/2025
    Lpl Financial, Llc
    Danbury, CT
  • 03/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 03/2021 → Present
    Danbury, CT
  • 03/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
Other Businesses

1. 3/10/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/1/2021 - 145 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 145 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-09
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S65 Uniform Investment Adviser Law Examination
    1997-07-09
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25
Designations
  • Certified Financial Planner
Other Names
  • George J (Jr) Koeltl
  • George Joseph Koeltl

View on SEC IAPD

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