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James G Breaux

J.P. Morgan Securities LLC

New Orleans, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-27
TX RA APPROVED 2023-06-27
  • LA RA
    APPROVED
    Since 2023-06-27
  • TX RA
    APPROVED
    Since 2023-06-27

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argent Retirement Plan Advisors, Llc New Orleans LA 05/2019 09/2019
Argent Trust Company New Orleans LA 10/2018 07/2022
Live Oak Bank Wilmington NC 08/2015 09/2018
Cardea Capital Group, Inc. Atlanta GA 07/2022 03/2023
Lcp Institutional Llc Atlanta GA 03/2023 06/2023
Jpmorgan Chase Bank, N.A. New Orleans LA 06/2023 Present
J.P. Morgan Securities Llc New Orleans LA 06/2023 Present
  • 05/2019 → 09/2019
    Argent Retirement Plan Advisors, Llc
    New Orleans, LA
  • 10/2018 → 07/2022
    Argent Trust Company
    New Orleans, LA
  • 08/2015 → 09/2018
    Live Oak Bank
    Wilmington, NC
  • 07/2022 → 03/2023
    Cardea Capital Group, Inc.
    Atlanta, GA
  • 03/2023 → 06/2023
    Lcp Institutional Llc
    Atlanta, GA
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 06/2023 → Present
    J.P. Morgan Securities Llc
    New Orleans, LA
Previous Registrations
  • 2023-03-16 → 2023-06-12
    Lcp Institutional, Llc
    Covington, LA
    Atlanta, GA
  • 2022-08-15 → 2023-04-18
    Cardea Capital Group, Inc.
    Atlanta, GA
    Covington, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-17
S65 Uniform Investment Adviser Law Examination 2022-08-15
S66 Uniform Combined State Law Examination 1997-12-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-17
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S66 Uniform Combined State Law Examination
    1997-12-18
Other Names
  • Jim Breaux
  • James Gabriel Breaux
  • Jimmy Breaux
  • James Gabriel Breaux

View on SEC IAPD

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ALEXANDER BRUCE HARCUS
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RONALD H. DAWSON, JR.
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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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