James G Breaux

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 09/2019
  Argent Retirement Plan Advisors, Llc
  New Orleans, LA
• 10/2018 → 07/2022
  Argent Trust Company
  New Orleans, LA
• 08/2015 → 09/2018
  Live Oak Bank
  Wilmington, NC
• 07/2022 → 03/2023
  Cardea Capital Group, Inc.
  Atlanta, GA
• 03/2023 → 06/2023
  Lcp Institutional Llc
  Atlanta, GA
• 06/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New Orleans, LA
• 06/2023 → Present
  J.P. Morgan Securities Llc
  New Orleans, LA

Previous Registrations

• 2023-03-16 → 2023-06-12
  Lcp Institutional, Llc
  Covington, LA
  Atlanta, GA
• 2022-08-15 → 2023-04-18
  Cardea Capital Group, Inc.
  Atlanta, GA
  Covington, LA

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-08-17
• S65 Uniform Investment Adviser Law Examination
  2022-08-15
• S66 Uniform Combined State Law Examination
  1997-12-18

Other Names

• Jim Breaux
• James Gabriel Breaux
• Jimmy Breaux
• James Gabriel Breaux