Bradford James Rawlings

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charleston, SC
• 05/2011 → Present
  Bank Of America, N.A.
  Charleston, SC

Previous Registrations

• 2003-01-22 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charleston, SC
  Charleston, SC

Other Businesses

I*97881 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SUMMERVILLE, SOUTH CAROLINA 29485 NATURE OF BUSINESS: GENERAL PARTNERSHIP POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/14/2016 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER- LANDLORD I*: 2199349 Entity Type: Co-op, HOA Name of OBA: Huntington Farms Civic Association Address: Summerville, SC 29483 Investment Related: No Position, Title, Association: Board Member, Officer Employee Start Date: 3/11/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: President of Home owners Civic Association for our community. There are 31 homes in development. Will not have access to funds, paying bills etc. Primary job is to enforce the covenants of the HOA I*467752, Entity Type: Entity Governmental, Name of OBA: Dorchester County Water Authority, Address: SUMMERVILLE, South Carolina, 29483, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 03/10/2014, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: One of 5 board members that oversee this entity that is special purpose district and appointed for terms to serve by the SC Governor's office. My responsibilities would entail making sure that DCWA stays as a viable entity serving the approximate 10000 customers in Dorchester County. This entity supplies a viable source for clean drinking water to its residents. The funding for Dorchester County Water Authority comes from monthly payments it recieves from its customers only for water usage with no outside government funding. This organization is deemed a special purpose district to supply water to its residents and is maintained and supported only through the fees it charges it customers

Exams

• S66 Uniform Combined State Law Examination
  2003-01-21
• S63 Uniform Securities Agent State Law Examination
  1997-07-02

Other Names

• Brad Rawlings