Richard Eric Cole

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Plano, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Tyler, TX

Previous Registrations

• 2008-08-05 → 2013-12-16
  Lpl Financial Llc
  Mckinney, TX
  San Diego, CA
  Mckinney, TX
• 2008-08-01 → 2008-08-06
  Nationwide Securities, Llc
  Mckinney, TX
• 2005-06-09 → 2008-08-01
  1717 Capital Management Company
  Plano, TX
  Richardson, TX
  Mckinney, TX

Other Businesses

Business Ownership; SELAH Inc; ; Sub-chapter S for commission accounting/record keeping of 1099 income; 709 Harlequin Dr.McKinney TX 75070, ,; Not Investment-Related; 01/01/2000; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1998-12-31

Other Names

• Rich Cole