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Laura Marie Fasan

Providence Wealth Advisors, LLC

Frankfort, IL

Oak Lawn, IL

CRD 2894206

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Employer firm

Providence Wealth Advisors, LLC CRD 153646

$684M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Wealth Advisors, Llc

20220 South Lagrange Road, Frankfort, IL 60423 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-13
  • IL RA
    APPROVED
    Since 2017-10-13

Branch Locations

20220 South Lagrange Road, Frankfort, IL 60423 • United States

4700 West 111Th Street, Oak Lawn, IL 60453 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Standard Bank & Trust (Accquired By First Midwest Bank) Hickory Hils IL 06/2007 02/2017
Infinex Investments, Inc. Meriden CT 05/2009 02/2017
Lpl Financial Llc Oak Lawn IL 02/2017 09/2017
First Midwest Bank Oak Lawn IL 02/2017 09/2017
Providence Wealth Advisors, Llc Frankfort IL 08/2017 Present
  • 06/2007 → 02/2017
    Standard Bank & Trust (Accquired By First Midwest Bank)
    Hickory Hils, IL
  • 05/2009 → 02/2017
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2017 → 09/2017
    Oak Lawn, IL
  • 02/2017 → 09/2017
    First Midwest Bank
    Oak Lawn, IL
  • 08/2017 → Present
    Frankfort, IL
Previous Registrations
  • 2017-10-13 → 2017-12-31
    Frankfort, IL
  • 2017-02-03 → 2017-09-08
    Oak Lawn, IL
    Hickory Hills, IL
    Palos Park, IL
    Oak Lawn, IL
    San Diego, CA
  • 2009-05-04 → 2017-02-07
    Oak Lawn, IL
    Meriden, CT
    Hickory Hills, IL
    Minooka, IL
    Orland Park, IL
    Joliet, IL
    Evergreen Park, IL
  • 2007-06-25 → 2009-05-04
    Next Financial Group, Inc.
    Hickory Hills, IL
  • 2007-02-28 → 2007-06-22
    Vision Asset Management Inc
    South Holland, IL
  • 2001-10-19 → 2007-01-26
    Lasalle Financial Services, Inc.
    Chicago, IL
    Oaklawn, IL
    Oak Lawn, IL
    Oak Lawn, IL
    Oak Lawn, IL
    Chicago, IL
    Chicago, IL
Other Businesses

Insurance Licensed - Variable, Life and Health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    1997-09-08
Other Names
  • Laura Marie Witek

View on SEC IAPD

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