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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Little Rock | AR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY, 118 NORTH MONROE LITTLE ROCK AR 72205, 2. *364293- Mount Saint Mary Academy; Investment related -No; Little Rock, Arkansas; Education; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0.25; After business hours: 0.75; Investment Decisions/Advice *434658 - Power of Attorney; Investment related Yes; Little Rock, AR; March 2021; During business hours: 1; After business hours: 3. * 466610 - Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 12/2021; During business hours: 0+; After business hours: 1; Investment Decisions/Advice *56006- McNic, LLC.; Investment related-Yes; Little Rock, Arkansas; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2011; During business hours: 0; After business hours: 1; Property Management:Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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