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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • AR RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Little Rock AR 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Little Rock, AR
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Little Rock, AR
  • 1998-07-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Little Rock, AR
    Little Rock, AR
Other Businesses

1. RENTAL PROPERTY, 118 NORTH MONROE LITTLE ROCK AR 72205, 2. *364293- Mount Saint Mary Academy; Investment related -No; Little Rock, Arkansas; Education; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0.25; After business hours: 0.75; Investment Decisions/Advice *434658 - Power of Attorney; Investment related Yes; Little Rock, AR; March 2021; During business hours: 1; After business hours: 3. * 466610 - Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 12/2021; During business hours: 0+; After business hours: 1; Investment Decisions/Advice *56006- McNic, LLC.; Investment related-Yes; Little Rock, Arkansas; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2011; During business hours: 0; After business hours: 1; Property Management:Check Signing/Funds Disbursements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-16
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S65 Uniform Investment Adviser Law Examination
    1997-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25
Other Names
  • George Scott Mcleod

View on SEC IAPD

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