Aisling Marie-Patricia Carroll-Transom

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2017
  Firstpoint Financial
  Leawood, KS
• 03/2017 → 02/2024
  Mariner Wealth Advisors
  Leawood, KS
• 09/2024 → Present
  Wealth Enhancement Group
  New York, NY
• 09/2024 → Present
  Wealth Enhancement Advisory Services
  New York, NY
• 04/2024 → 09/2024
  Morpheus Nyc Llc
  New York, NY

Previous Registrations

• 2017-03-22 → 2024-02-22
  Mariner
  New York, NY
  Overland Park, KS
• 2015-05-21 → 2017-03-22
  Firstpoint Financial, Llc
  New York, NY
  Overland Park, KS
• 2015-05-05 → 2016-01-21
  Firstpoint Financial, Llc
  New York, NY
  Leawood, KS

Other Businesses

1. MORPHEUS NYC LLC - FOUNDER - 04/2024 - NON-INVESTMENT RELATED - CONSULTING COMPANY - 0 HOURS SPENT PER MONTH WITH 0 HOURS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-05
• S63 Uniform Securities Agent State Law Examination
  2000-11-06

Other Names

• Aisling Marie-Patricia Carroll