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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| CA | RA | APPROVED | 2019-08-28 |
Branch Locations
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States
2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | San Francisco | CA | 10/2011 | 08/2019 |
| Bamboo Reef Enterprises | San Francisco | CA | 01/2009 | Present |
| Morgan Stanley | Menlo Park | CA | 08/2019 | Present |
1. *378017- Terry Goss Photography; Investment related: No; SAN JOSE, California; Art/Culture:Publishing:Other - PHOTOGRAPHY SALES, PRINTS, MERCHANDISE, BOOK LICENSING; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2006; During business hours: 0; After business hours: 1; Administrative:Business Development/Growth:Customer Service:Labor/Service:Sales/Marketing 2. Earth Crawler; 6651 Brisa St. Livermore CA 94550; musical group; bassist, co-composer; affiliation started 06/29/2017; 4.0 hours per week; not during securities trading hours; not investment-related. 3. Terry Goss - terrygoss.bandcamp.com - San Jose CA 95117; independent musical artist - website selling merchandise and music; 01/01/2018; 8.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related 4. "HateFX" music band; Livermore CA 94550; Bassist for a musical group - performances, recording, songwriting; 01/01/2018; 8.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 5."Fought Upon Earth" musical group; 514 Odin Drive, Pleasant Hill CA 94523; music- performance & recording; instrumentalist/composer; affiliation started 2012; not during securities trading hours; not investment-related. 6. "LD/50" music band; Livermore CA 94550; Bassist for a musical group - performances, recording, songwriting; 01/01/2018; 8.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related *629839- Marrower; Investment related: Yes; Livermore, California; musical group; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 8; Administrative:Business Development/Growth:Labor/Service:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-06 |
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