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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 04/1997 | Present |
| Bank Of America,Na | San Antonio | TX | 09/2009 | Present |
I*36820 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LOUISE H. BATZ PATIENT SAFETY FOUNDATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: AUSTIN, TEXAS 78750 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 1/3/2011 NUMBER OF HOURS DEVOTED: 20 HRS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 HRS DUTIES: THE GOAL OF THE FOUNDATION IS TO OPEN COMMUNICATION BETWEEN PATIENTS AND DOCTORS, NURSES AND HOSPITALS IN AN EFFORT TO ENHANCE HOSPITAL SAFETY AND PREVENT ADVERSE EVENTS. MY RESPONSIBILITIES: IDEAS TO CREATE COMMUNITY AWARENESS AND HELP FUND RAISING. I*116488 For profit or not for profit: For-Profit Organization Name of outside business organization: My Limited Company No. 2017 Investment related: No Address of business: El Paso, Texas 79912 Position, title, association: Owner Start date of relationship: 9/1/2018 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: This LLC is being formed to buy an office building in El Paso for investment. I am a silent investor. My responsibility is solely the part of the down payment and the loan I*: 2577295 Entity Type: Fiduciary role Name of OBA: R. D. Address: El Paso, TX 79912 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/30/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Executor for InLaws
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-19 |
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