Best Investors
Account
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Best Investors
Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-21 |
| TX | RA | APPROVED | 2025-11-02 |
Branch Locations
3835 Pga Boulevard Suite 401, Palm Beach Gardens, FL 33410 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED | 2021-09-28 |
| NJ | RA | APPROVED | 2020-07-17 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
3835 Pga Boulevard, Suite 401, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 05/1997 | 06/2020 |
| Bank Of America, Na | Paramus | NJ | 11/2009 | 06/2020 |
| Rockefeller Financial Llc | Ridgewood | NJ | 06/2020 | 08/2023 |
| Rockefeller Financial Llc | Palm Beach | FL | 08/2023 | Present |
| Rockefeller Capital Management | Palm Beach Gardens | FL | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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