Joseph Michael Catalano

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 01/2016 → 09/2022
  Bank Of America, N.A.
  Chicago, IL
• 09/2022 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 10/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2015-11-04 → 2022-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Dallas, TX
• 2008-10-24 → 2015-11-13
  Ubs Financial Services Inc.
  Chicago, IL
• 2006-02-22 → 2008-11-06
  Citigroup Global Markets Inc.
  Chicago, IL

Other Businesses

*524711- Take Two Experience LLC; Investment related-Yes; Park Ridge, Illinois; Recreation, Education; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2018; During business hours: 0; After business hours: 1; Accounting/Bookkeeping *524710- Chicago Run; Investment related: No; Chicago, Illinois; Children/Youth, Sports, Social & Recreational; Advisory Board, Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 1; After business hours: 1; Business Development/Growth, Administrative, Marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-18
• S63 Uniform Securities Agent State Law Examination
  2006-02-10

Other Names

• Joe Catalano