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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Outerlimits Capital Llc | Wye Mills | MD | 07/2009 | 11/2016 |
| New York Life Insurance Co. | Bethesda | MD | 12/2016 | 10/2019 |
| Nylife Securities Llc | Bethesda | MD | 01/2017 | 10/2019 |
| Eagle Strategies Llc | Bethesda | MD | 12/2018 | 10/2019 |
| The Prudential Insurance Company Of America | Hunt Valley | MD | 10/2019 | 04/2022 |
| Pruco Securities Llc | Hunt Valley | MD | 10/2019 | 04/2022 |
| Lincoln Financial Advisors Corporation | Preston | MD | 04/2022 | 01/2025 |
| Osaic Wealth, Inc. | Preston | MD | 01/2025 | Present |
1) HERITAGE FINANCIAL CONSULTANTS LLC 147 MAIN STREET PRESTON, MD 21655 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, INDEXED ANNUITIES, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, LIFE SETTLEMENTS, LONG TERM CARE INSURANCE, AND TRADITIONAL LIFE INSURANCE. START DATE: 02/2022 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-13 |
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