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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-10 |
| IA | RA | APPROVED | 2020-02-24 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Davenport | IA | 05/2011 | Present |
1. RENTAL PROPERTY; 522 COUNTY ROAD 550 MARQUETTE, MI; SINGLE FAMILY HOME IN MARQUETTE, MICHIGAN TO BE RENTED OUT WITH AN ANNUAL LEASE; LANDLORD; 10/2012 *618601 - United Way; Investment related: No; Bettendorf, Iowa; Children/Youth: Civic/Community; Investment Committee: Other (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 2; After business hours: 0; Administrative: Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-23 |
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