Inactive

Curtis W Hagner

Edelman Financial Engines

Santa Clara, CA

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Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-06
AZ	RA	APPROVED	2013-11-07
CA	RA	APPROVED	2013-10-24

TX RA
APPROVED_RES

Since 2016-09-06
AZ RA
APPROVED

Since 2013-11-07
CA RA
APPROVED

Since 2013-10-24

Branch Locations

Wickenburg, AZ • United States

3945 Freedom Circle Suite 450, Santa Clara, CA 95054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Engines Advisors L.L.C.	Phoenix	AZ	09/2013	02/2018
Financial Engines Advisors L.L.C.	Santa Clara	CA	02/2018	Present

09/2013 → 02/2018

Financial Engines Advisors L.L.C.

Phoenix, AZ
02/2018 → Present

Financial Engines Advisors L.L.C.

Santa Clara, CA

Previous Registrations

2012-08-07 → 2013-10-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
2007-04-10 → 2012-07-26

Osaic Services, Inc.

Bend, OR

La Crosse, WI
2002-07-09 → 2003-12-31

Msi Financial Services, Inc.

Bend, OR

Bend, OR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-04
S63	Uniform Securities Agent State Law Examination	2000-01-03

S65 Uniform Investment Adviser Law Examination

2000-12-04
S63 Uniform Securities Agent State Law Examination

2000-01-03

Other Names

Curtis Wayne Hagner
Curtis Hagner

View on SEC IAPD

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