James Michael Gossett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-13
IL	RA	APPROVED	2001-01-24

TX RA
APPROVED_RES

Since 2014-02-13
IL RA
APPROVED

Since 2001-01-24

Branch Locations

3301 Fields S Dr Ste 105, Champaign, IL 61822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Champaign	IL	01/2001	Present
Gossett & Associates Wealth Management Group	Champaign	IL	09/2015	Present

01/2001 → Present

Lpl Financial Llc

Champaign, IL
09/2015 → Present

Gossett & Associates Wealth Management Group

Champaign, IL

Other Businesses

1. 10/17/2012: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 0% - Notary Public. 2. 9/8/2015: Gossett & Associates Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/01/2001 - 40 Hours Per Month/7 Hours During Securities Trading. 3. 11/11/2019 - The Krause Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/01/2019 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-12
S63	Uniform Securities Agent State Law Examination	1997-08-04

S65 Uniform Investment Adviser Law Examination

2000-05-12
S63 Uniform Securities Agent State Law Examination

1997-08-04