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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-20 |
Branch Locations
9355 East Stockton Blvd. Ste 160, Elk Grove, CA 95624 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Elk Grove | CA | 05/2023 | Present |
| Transamerica Financial Advisors, Inc | Elk Grove | CA | 04/2015 | Present |
| Intel Corporation | Folsom | CA | 07/2015 | 05/2017 |
| Mcafee Llc | Santa Clara | CA | 06/2017 | 12/2021 |
| Heartland Institute Of Financial Education College Coaching Prog | Greenwood Village | CO | 07/2017 | 12/2025 |
| Triumph Partner Holdings, Inc D.B.A. Far East Cafe | Sacramento | CA | 03/2018 | Present |
| Niem Holdings Llc D/B/A Poke Ichii | Sacramento | CA | 11/2019 | Present |
| Team Triumph Holdings Inc | Elk Grove | CA | 02/2021 | Present |
| Musarubra Us, Llc | Newport Beach | CA | 12/2021 | 04/2023 |
| Crowdstrike Holdings Inc | Sunnyvaile | CA | 05/2023 | 09/2023 |
| Musarubra Us, Llc | Plano | TX | 10/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRIUMPH PARTNER HOLDINGS, INC. D.B.A. FAR EAST CAFE/NOT INVESTMENT RELATED/MANAGER/3.31.2018/5014 FREEPORT BLVD., SACRAMENTO, CA 95822/RESTAURANT/MANAGE THE RESTAURANT OPERATIONS, STAFFING, AND INVENTORY./HOURS.MONTH: 30/HOURS DURING SECURITIES TRADING HOURS: 1 NIEM HOLDINGS LLC D/B/A POKE ICHII/ emp dates: 1119 TO PRESENT/ INVESTMENT RELATED: NO /address: 7600 GREENHAVEN DR UNIT 22 SACRAMENTO, CA 95831 / position: MANAGER / nature of business: POKE ICHII IS A JAPANESE STYLE RESTAURANT THAT MAKES AND SELLS POKE. POKE IS A JAPANESE STYLE FOOD THAT INCLUDES FISH, RICE, AND A NUMBER OF OTHER TOPPINGS / hrs work monthly: 40/Sec trading hrs: 1/ duties: MY DAILY DUTIES WILL BE TO MANAGE STUFF, INVENTORY, AND THE FINANCES OF THE BUSINESS TEAM TRIUMPH HOLDINGS INC/emp dates: 0221 TO PRESENT/ INVESTMENT RELATED: NO /address: 9355 E STOCKTON BLVD STE 230 ELK GROVE, CA 95624 / position: SECRETARY/ nature of business: STAFF AND OFFICE RENT/hrs work monthly: 20/Sec trading hrs: 1/ duties: I USUALLY JUST MANAGE THE STAFF AND RENT PAYMENT FOR THE OFFICE. THIS OBA WAS ESTABLISHED TO BE ABLE TO MANAGE PAYMENT FOR THE STAFF AND RENT PAYMENT FOR THE OFFICE WE USE FOR THE WFG BUSINESS MUSARUBRA US, LLC POSITION: Principal Consultant NATURE: Professional services for cybersecurity INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 10/02/2023 ADDRESS: 6000 Headquarters Drive, Suite 600, Plano TX 75024, United States DESCRIPTION: Provide professional services consulting to external customers (companies) for cyber security in particular as it relates to PCI DSS compliance. This includes performing security assessments on business processes, technology, and physical security.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-17 |
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