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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-05-20
  • CA RA
    APPROVED
    Since 2015-05-20

Branch Locations

9355 East Stockton Blvd. Ste 160, Elk Grove, CA 95624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Elk Grove CA 05/2023 Present
Transamerica Financial Advisors, Inc Elk Grove CA 04/2015 Present
Intel Corporation Folsom CA 07/2015 05/2017
Mcafee Llc Santa Clara CA 06/2017 12/2021
Heartland Institute Of Financial Education College Coaching Prog Greenwood Village CO 07/2017 12/2025
Triumph Partner Holdings, Inc D.B.A. Far East Cafe Sacramento CA 03/2018 Present
Niem Holdings Llc D/B/A Poke Ichii Sacramento CA 11/2019 Present
Team Triumph Holdings Inc Elk Grove CA 02/2021 Present
Musarubra Us, Llc Newport Beach CA 12/2021 04/2023
Crowdstrike Holdings Inc Sunnyvaile CA 05/2023 09/2023
Musarubra Us, Llc Plano TX 10/2023 Present
  • 05/2023 → Present
    World Financial Group
    Elk Grove, CA
  • 04/2015 → Present
    Transamerica Financial Advisors, Inc
    Elk Grove, CA
  • 07/2015 → 05/2017
    Intel Corporation
    Folsom, CA
  • 06/2017 → 12/2021
    Mcafee Llc
    Santa Clara, CA
  • 07/2017 → 12/2025
    Heartland Institute Of Financial Education College Coaching Prog
    Greenwood Village, CO
  • 03/2018 → Present
    Triumph Partner Holdings, Inc D.B.A. Far East Cafe
    Sacramento, CA
  • 11/2019 → Present
    Niem Holdings Llc D/B/A Poke Ichii
    Sacramento, CA
  • 02/2021 → Present
    Team Triumph Holdings Inc
    Elk Grove, CA
  • 12/2021 → 04/2023
    Musarubra Us, Llc
    Newport Beach, CA
  • 05/2023 → 09/2023
    Crowdstrike Holdings Inc
    Sunnyvaile, CA
  • 10/2023 → Present
    Musarubra Us, Llc
    Plano, TX
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRIUMPH PARTNER HOLDINGS, INC. D.B.A. FAR EAST CAFE/NOT INVESTMENT RELATED/MANAGER/3.31.2018/5014 FREEPORT BLVD., SACRAMENTO, CA 95822/RESTAURANT/MANAGE THE RESTAURANT OPERATIONS, STAFFING, AND INVENTORY./HOURS.MONTH: 30/HOURS DURING SECURITIES TRADING HOURS: 1 NIEM HOLDINGS LLC D/B/A POKE ICHII/ emp dates: 1119 TO PRESENT/ INVESTMENT RELATED: NO /address: 7600 GREENHAVEN DR UNIT 22 SACRAMENTO, CA 95831 / position: MANAGER / nature of business: POKE ICHII IS A JAPANESE STYLE RESTAURANT THAT MAKES AND SELLS POKE. POKE IS A JAPANESE STYLE FOOD THAT INCLUDES FISH, RICE, AND A NUMBER OF OTHER TOPPINGS / hrs work monthly: 40/Sec trading hrs: 1/ duties: MY DAILY DUTIES WILL BE TO MANAGE STUFF, INVENTORY, AND THE FINANCES OF THE BUSINESS TEAM TRIUMPH HOLDINGS INC/emp dates: 0221 TO PRESENT/ INVESTMENT RELATED: NO /address: 9355 E STOCKTON BLVD STE 230 ELK GROVE, CA 95624 / position: SECRETARY/ nature of business: STAFF AND OFFICE RENT/hrs work monthly: 20/Sec trading hrs: 1/ duties: I USUALLY JUST MANAGE THE STAFF AND RENT PAYMENT FOR THE OFFICE. THIS OBA WAS ESTABLISHED TO BE ABLE TO MANAGE PAYMENT FOR THE STAFF AND RENT PAYMENT FOR THE OFFICE WE USE FOR THE WFG BUSINESS MUSARUBRA US, LLC POSITION: Principal Consultant NATURE: Professional services for cybersecurity INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 10/02/2023 ADDRESS: 6000 Headquarters Drive, Suite 600, Plano TX 75024, United States DESCRIPTION: Provide professional services consulting to external customers (companies) for cyber security in particular as it relates to PCI DSS compliance. This includes performing security assessments on business processes, technology, and physical security.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-09
S63 Uniform Securities Agent State Law Examination 2010-09-17
  • S65 Uniform Investment Adviser Law Examination
    2011-05-09
  • S63 Uniform Securities Agent State Law Examination
    2010-09-17
Other Names
  • Joey Niem
  • Joey Chuong Niem

View on SEC IAPD

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