John Andrew Wagner

Current Employers

Wagner Wealth Management Llc

Indianapolis, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2010-06-08

IN RA
APPROVED

Since 2010-06-08

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Columbus	IN	07/2002	Present

07/2002 → Present

Linsco/Private Ledger Corp.

Columbus, IN

Previous Registrations

2002-07-29 → 2010-04-15

Lpl Financial Llc

Clayton, MO

Shelbyville, IN

Columbus, IN

Franklin, IN

Other Businesses

1. IRWIN UNION BANK & TRUST / COLUMBUS, INDIANA / BANK REP: DUAL EMPLOYEE ONLY, NO ADDITIONAL BANK DUTIES / APPROVED AUGUST 12, 2002 2. WAGNER FINANCIAL, LLC / COLUMBUS, IN / ACCOUNTING, TAX AND CONSULTING / APPROVED 3-13-03 3. 01/29/2008 - FINRA; FINANCIAL REGULATORY AUTHORITY/FINRA ARBITRATOR/3% OF TIME/COLUMBUS, IN 47201 4. 03/10/2010 - DBA ONLY, FIRST FINANCIAL INVESTMENT SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-13
S63	Uniform Securities Agent State Law Examination	1997-07-28

S65 Uniform Investment Adviser Law Examination

2000-12-13
S63 Uniform Securities Agent State Law Examination

1997-07-28

View on SEC IAPD