Daniel John Kearney

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2017
  Voya Financial
  Windsor, CT
• 09/2014 → 10/2017
  Voya Financial Partners
  Windsor, CT
• 10/2017 → 05/2022
  Royal Alliance
  Farmington, CT
• 11/2017 → 05/2022
  Karn, Couzens & Associates, Inc.
  Farmington, CT
• 05/2022 → 11/2024
  Cwm, Llc
  Omaha, NE
• 05/2022 → 11/2024
  Cetera Advisor Networks
  El Segundo, CA
• 01/2025 → Present
  Massmutual
  Springfield, MA
• 01/2025 → Present
  Mml Investors Services, Llc
  Springfield, MA

Previous Registrations

• 2022-05-09 → 2024-11-20
  Cwm, Llc
  Omaha, NE
  Farmington, CT
• 2017-11-14 → 2022-05-12
  Karn, Couzens & Associates, Inc.
  Farmington, CT
• 2008-09-17 → 2017-10-27
  Voya Financial Partners, Llc
  Windsor, CT
• 2010-02-02 → 2011-04-06
  Voya Retirement Advisors, Llc
  Windsor, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-16
• S63 Uniform Securities Agent State Law Examination
  1998-05-07

Other Names

• Daniel J Kearney
• Daniel John Kearney
• Daniel Kearney