Ronald Arthur Christopher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-15
SC	RA	APPROVED	2023-12-14

TX RA
APPROVED_RES

Since 2023-12-15
SC RA
APPROVED

Since 2023-12-14

Branch Locations

Greer, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kovack Securities, Inc.	Fort Lauderdale	FL	01/2014	12/2023
Kovack Advisors, Inc.	Fort Lauderdale	FL	10/2014	12/2023
Lpl Financial	Greer	SC	12/2023	Present

01/2014 → 12/2023

Kovack Securities, Inc.

Fort Lauderdale, FL
10/2014 → 12/2023

Kovack Advisors, Inc.

Fort Lauderdale, FL
12/2023 → Present

Lpl Financial

Greer, SC

Previous Registrations

2014-10-28 → 2023-12-15

Kovack Advisors, Inc.

Altamonte Springs, FL

Ft. Lauderdale, FL

Greer, SC

Greer, SC
2008-05-14 → 2015-01-29

Cam Wealth Advisors, Inc.

Altamonte Springs, FL

Other Businesses

1- 12/2023 / Covenant Wealth Alliance / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-10

S63 Uniform Securities Agent State Law Examination

1997-07-10

Designations

Certified Financial Planner

Other Names

Ron Christopher

View on SEC IAPD