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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-08-19 |
| TX | RA | APPROVED | 2016-08-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financal Network, Llc | Fresno | CA | 08/2016 | Present |
ENCORE INVESTMENT CONSULTANTS LLC, INV. RELATED, FRESNO, CA, 16.67% OWNERSHIP; START 8/16/2019, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. ; TRUSTEE FOR FINET 401K/PSP FBO EMPLOYEES; INV. RELATED; FRESNO, CA; START 2/2019; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; MAP INVESTMENT, INC, INVT RELATED, FRESNO, CA, 100% OWNERSHIP, START 8/19/2016, 160 HRS PER MONTH, ALL HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FINET 401K/PSP FBO EMPLOYEES; INV. RELATED; FRESNO, CA; START 9/2022; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR FINET 401K FBO EMPLOYEE; INV. RELATED; FRESNO, CA; START 11/2022; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, FRESNO, CA, START: 6/12/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-11 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
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