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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-07 |
| AZ | RA | APPROVED | 2025-02-25 |
| NH | RA | APPROVED | 2025-02-03 |
| OH | RA | APPROVED | 2023-12-07 |
| ID | RA | APPROVED | 2023-09-11 |
| AR | RA | APPROVED | 2023-01-25 |
| MD | RA | APPROVED | 2023-01-25 |
| MS | RA | APPROVED | 2023-01-25 |
| SC | RA | APPROVED | 2023-01-25 |
| MA | RA | APPROVED | 2022-02-23 |
| PA | RA | APPROVED | 2021-11-30 |
| NY | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED_RES | 2021-11-29 |
| NC | RA | APPROVED | 2018-11-20 |
| NV | RA | APPROVED | 2018-10-24 |
| WA | RA | APPROVED | 2018-10-24 |
| AL | RA | APPROVED | 2018-10-23 |
| CO | RA | APPROVED | 2018-10-23 |
| SD | RA | APPROVED | 2018-10-23 |
| VA | RA | APPROVED | 2018-10-23 |
| FL | RA | APPROVED | 2018-10-22 |
| CA | RA | APPROVED | 2018-10-02 |
| GA | RA | APPROVED | 2018-10-02 |
Branch Locations
1221 Turner Street Suite 101, Clearwater, FL 33756 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbor Financial Services, Llc | Mobile | AL | 07/2007 | 09/2018 |
| Chalice Capital Partners, Llc | San Diego | CA | 10/2018 | Present |
| Chalice Wealth Advisors, Llc | San Diego | CA | 10/2018 | Present |
FINANCIAL & RETIREMENT STRATEGIES,INC; DBA FOR INVESTMENTS; INSURANCE & TAX PREPARATION; PRESIDENT; 1221 TURNER ST. STE 101 CLEARWATER, FL 33756; INVESTMENT RELATED; PRESIDENT; START DATE 2007; 160 HOURS/MONTH FINANCIAL AND RETIREMENT STRAT,Is Not Investment Related,"1221 TURNER STREET SUITE 101, , CLEARWATER, FL, 33756, United States",DBA Financial & Retirement Strategies,President/CEO,7/7/2007,20 hours per month,0 hours per month during trading hours,Salary Compensation,Officer of an S-Corp and DBA. 3) Financial & Retirement Strategies Inc,Is Not Investment Related,"1221 Turner St, Ste 101, , Clearwater, FL, 33756, United States",Tax Preparation,Tax Preparer,1/2/2025,40 hours per month,0 hours per month during trading hours,Hourly Compensation,"I will need to be doing tax preparation for Financial and Retirement Strategies Inc 1221 Turner St Ste 101 Clearwater, FL 33756 starting in February, 2025 as follows: Business Nature: Tax Preparation Investment Related: No Hrs Per Month: 20 Hrs per month Trading: 1 Position: Tax Preparer Compensation Type: Hourly Business Duty Description: February thru April, each tax season. No more than 4 trading hours per week during February thru April. Most work will be done after 4pm and on weekends. 4) FINANCIAL AND RETIREMENT STRAT,Is Not Investment Related,"1221 TURNER STREET SUITE 101, , CLEARWATER, FL, 33756, United States",Notary,Notary,7/7/2007,5 hours per month,0 hours per month during trading hours,Fee Based Compensation,Notary Public 5) FINANCIAL AND RETIREMENT STRAT,Is Not Investment Related,"1221 TURNER STREET SUITE 101, , CLEARWATER, FL, 33756, United States",Life Insurance,Insurance Agent,7/7/2007,20 hours per month,0 hours per month during trading hours,Commission Compensation,"Life, Health, Fixed Annuity and Fixed Indexed Annuity"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-18 |
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