Brian David Walker

Employer firm

Svl Investment Management CRD 135098

$39.8M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Svl Investment Management

1620 N. Placentia Ave. Suite 100, Placentia, CA 92870 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2024-04-10

CA RA
APPROVED_RES

Since 2024-04-10

Branch Locations

1620 N. Placentia Ave. Suite 100, Placentia, CA 92870 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond Yes
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc.	Brea	CA	07/2002	03/2024
Svl Investment Management	Placentia	CA	03/2024	Present
Thrivent Financial For Lutherans	Appleton	WI	07/2002	03/2024

07/2002 → 03/2024

Thrivent Investment Management Inc.

Brea, CA
03/2024 → Present

Svl Investment Management

Placentia, CA
07/2002 → 03/2024

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

VARIOUS INSURANCE CARRIERS POSITION: Former Agent NATURE: 7Insurance sales - residuals onlyCrump LifeMFS/Sun Life of America INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1999 ADDRESS: 347 Magnolia Ave, Brea CA 92821, United States DESCRIPTION: Only trailer commissions.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-05-22

S63 Uniform Securities Agent State Law Examination

1997-05-22

View on SEC IAPD