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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-10
ME RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2013-04-10
  • ME RA
    APPROVED
    Since 2009-01-02

Branch Locations

69 Main St., Suite A, Topsham, ME 04086 • United States

Manchester, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Augusta ME 10/1997 Present
Raymond James Financial Services Advisors, Inc Augusta ME 01/2009 Present
Other Businesses

(1) Name of Business: Mendall Financial Group, LLC Address: 320 Water St Fl 4, Augusta, ME, 04330, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/03/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: partner of DBA (2) Name of Business: Ol' Petey Studio Address: 17 Patch Road, Manchester, ME, 04351, United States Activity Type: Other Position/Title: Author , Other Investment Related: No Start Date: 05/28/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is a side project I do in my spare time vibecoding and learning AI. devolopment of tools that i find fun and also for business enhancement. (3) Name of Business: SweetWater Farrm Address: 810 Pond Road, Manchester, ME, 04351, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: my wife and I own farmland. she used to have an egg and fiber sales business (less than $2,000 revenues/year). She ended this a couple tax years ago.\nAs we own farmland we wish to open it up to a farm camping experience in 2023. \nWe would also intend to have a you-tube channel to docuiment 'progress'. \nlongterm we would love to prromote sustainable farming and living practices. perhaps host outdoor events as well (like family celebrations).\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-04
  • S66 Uniform Combined State Law Examination
    1998-05-04
Designations

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