Christian Shaun Whittemore

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2011-01-14
TX	RA	APPROVED_RES	2004-10-20
IL	RA	APPROVED	2002-04-25

NE RA
APPROVED

Since 2011-01-14
TX RA
APPROVED_RES

Since 2004-10-20
IL RA
APPROVED

Since 2002-04-25

Branch Locations

155 N. Wacker Drive Same, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Zacks Investment Management	Chicago	IL	04/2002	Present

04/2002 → Present

Zacks Investment Management

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-29

S66 Uniform Combined State Law Examination

2000-09-29

View on SEC IAPD

Employer firm

Current Employers

Zacks Investment Management, Inc.

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews