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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
2 Riverway Drive Suite 1400, Houston, TX 77056 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
2 Riverway Ste 1400, Houston, TX 77056 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities | Houston | TX | 07/2007 | 11/2023 |
| Ameriprise Financial Services, Llc | Houston | TX | 11/2023 | Present |
| Fifth Third Securities | Houston | TX | 07/2026 | Present |
Outside Employment; Comerica; Registered Client Service Associate; I am registered with Ameriprise Financial as a Registered Client Services Associate; 2 Riverway Drive, Suite 1400, MC 6220, Houston, TX, 77056; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-28 |
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