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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-15 |
| MI | RA | APPROVED | 2010-05-18 |
Branch Locations
2855 Coolidge Hwy Ste 202, Troy, MI 48084-3216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | MI | 09/2009 | Present |
1. 07/23/2009 - Financial Solutions of Michigan - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/16/2010 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 5% TIME SPENT - Selling Non Variable products including term insurance 3. 12/16/2013 - Rantec Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - 1% TIME SPENT - The S Corporation does not conduct any business. 4) 01/31/2025 - Successful Money Management Seminars of Michigan, Inc - Not Investment Related - Business Entity For Tax/Investment Purposes Only - None - Start Date:01/02/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 5) 05/27/2025 - CETNAR, CFP GINA - Not Investment Related - Other - Writing a book - At Reported Business Location(s) - Start Date : 05/12/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-06 |
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