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David Ralph Clark

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
DC RA APPROVED 2023-09-05
MD RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • DC RA
    APPROVED
    Since 2023-09-05
  • MD RA
    APPROVED
    Since 2023-09-05

Branch Locations

1775 I Street Nw Suite 200, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Crofton MD 08/2010 03/2017
Anne Arundel County Public Schools Annapolis MD 04/2016 11/2016
Axa Advisors Llc New York NY 03/2017 05/2019
Penn Mutual Life Insurance Co Horsham PA 05/2019 08/2020
Hornor Townsend & Kent Inc Horsham PA 07/2019 08/2020
E*Trade Securities Llc Washington DC 08/2020 Present
E*Trade Capital Management Llc Washington DC 08/2020 Present
Morgan Stanley Washington DC 01/2023 Present
Morgan Stanley Washington DC 09/2023 Present
Morgan Stanley Washington DC 09/2023 Present
  • 08/2010 → 03/2017
    Unemployed
    Crofton, MD
  • 04/2016 → 11/2016
    Anne Arundel County Public Schools
    Annapolis, MD
  • 03/2017 → 05/2019
    Axa Advisors Llc
    New York, NY
  • 05/2019 → 08/2020
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 07/2019 → 08/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 08/2020 → Present
    E*Trade Securities Llc
    Washington, DC
  • 08/2020 → Present
    E*Trade Capital Management Llc
    Washington, DC
  • 01/2023 → Present
    Washington, DC
  • 09/2023 → Present
    Washington, DC
  • 09/2023 → Present
    Washington, DC
Previous Registrations
  • 2020-08-24 → 2023-09-05
    Harrisdirect Llc
    Washington, DC
    Arlington, VA
    Washington, DC
  • 2019-09-12 → 2020-08-03
    Towson, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 1997-06-16
  • S66 Uniform Combined State Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    1997-06-16
Other Names
  • David Clark

View on SEC IAPD

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