Wilder Douglas Carnes

Current Employers

Trust Advisory Group Ltd

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-02-21

CT RA
APPROVED

Since 2017-02-21

Branch Locations

Newtown, CT • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Source Capital Group	Westport	CT	07/2004	02/2017
Source Capital Management	Westport	CT	10/2004	02/2017
Trust Advisory Group Ltd	Newton	CT	02/2017	Present
Ages Financial Services Ltd	Reading	MA	02/2017	09/2024
Stonex Securities Inc	Newton	CT	09/2024	Present

07/2004 → 02/2017

Source Capital Group

Westport, CT
10/2004 → 02/2017

Source Capital Management

Westport, CT
02/2017 → Present

Trust Advisory Group Ltd

Newton, CT
02/2017 → 09/2024

Ages Financial Services Ltd

Reading, MA
09/2024 → Present

Stonex Securities Inc

Newton, CT

Previous Registrations

2006-10-18 → 2017-07-24

Source Capital Group, Inc.

Westport, CT

Westport, CT

Westport, CT
2004-10-19 → 2006-10-17

Source Capital Management

Westport, CT

Westport, CT
2002-12-19 → 2004-07-20

Quick & Reilly, Inc.

Southbury, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-01
S63	Uniform Securities Agent State Law Examination	1997-07-21

S65 Uniform Investment Adviser Law Examination

1997-08-01
S63 Uniform Securities Agent State Law Examination

1997-07-21

Other Names

Wilder D Carnes

View on SEC IAPD