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Daniel Francis Randall

Equity Services, Inc.

Montpelier, VT

CRD 2891390

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Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2004-07-02
  • VT RA
    APPROVED
    Since 2004-07-02

Branch Locations

One National Life Drive, Montpelier, VT 05604 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Montpelier VT 05/1997 Present
Other Businesses

*DAN RANDALL,4 OLD FARM ROAD,JERICHO,VT 05465,04/2016,NOT INV RELATED,ONGOING,LITTLE LEAGUE COMMISSIONER-BROWNS RIVER LITTLE LEAGUE,I AM LEADING THE LITTLE LEAGUE, WHICH MAY INCLUDE FUND RAISERS,COMMISSIONER,I AM RESPONSIBLE FOR REPRESENTING THE BROWNS RIVER LITTLE LEAGUE AS COMMISSIONER,DUTIES MAY INCLUDE FIELD PREPARATION,SCHEDULING GAMES,COACHING AND FUND RAISING,NOT DURING TRD/HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-09
  • S66 Uniform Combined State Law Examination
    2004-06-09

View on SEC IAPD

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