Michael J Vera

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 10/2024
  Jpmorgan Chase Bank Na
  Chicago, IL
• 10/2012 → 10/2024
  J.P. Morgan Securities Llc
  Lansing, IL
• 10/2024 → Present
  Lpl Financial Llc
  St. John, IN

Previous Registrations

• 2012-10-01 → 2024-10-12
  J.P. Morgan Securities Llc
  Lansing, IL
  Lansing, IL
  South Holland, IL
  Calumet City, IL
  Riverdale,, IL
• 2007-10-24 → 2012-10-01
  Chase Investment Services Corp.
  South Holland, IL
  Farmingville, NY
  Lansing, IL

Other Businesses

1- 09/2024 / Oak Partners Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2007-10-16
• S63 Uniform Securities Agent State Law Examination
  1997-08-25

Other Names

• Michael Jesse Vera