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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2024-02-28 |
Branch Locations
4101 Ponce De Leon Blvd, Coral Gables, FL 33146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner, & Smith Incorporated | Miami | FL | 03/2020 | 02/2024 |
| Sp Finance, Llc - Gateway Capital Advisors, Llc | Miami | FL | 10/2012 | 03/2020 |
| Bank Of America, N.A. | Miami | FL | 03/2020 | 02/2024 |
| J.P. Morgan Securities Llc | Coral Gables | FL | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Coral Gables | FL | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-08 |
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