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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-17 |
| DE | RA | APPROVED | 2020-12-04 |
Branch Locations
1220 Peoples Plaza Ste D, Newark, DE 19702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 04/2018 | 12/2018 |
| Primerica Financial Services | Newark | DE | 10/2018 | Present |
| Pfs Investments Inc. | Newark | DE | 03/2019 | Present |
| Jpmorgan Chase | Newark | DE | 07/2013 | 03/2019 |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Smiling Coast Financial Services, LLC; President, Entity established exclusively for Primerica business, Investment related, Devotes 160 hours per month, 20 hours during securities trading hours, 651 N. Broad Street, Suite 205, Middletown, DE 19709-6400.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-22 |
| S66 | Uniform Combined State Law Examination | 2007-06-11 |
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