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Awa Coumba Njie

Pfs Investments Inc.

Townsend, DE

Newark, DE

CRD 2891301

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-17
DE RA APPROVED 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2022-02-17
  • DE RA
    APPROVED
    Since 2020-12-04

Branch Locations

Townsend, DE • United States

1220 Peoples Plaza Ste D, Newark, DE 19702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 04/2018 12/2018
Primerica Financial Services Newark DE 10/2018 Present
Pfs Investments Inc. Newark DE 03/2019 Present
Jpmorgan Chase Newark DE 07/2013 03/2019
  • 04/2018 → 12/2018
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2018 → Present
    Primerica Financial Services
    Newark, DE
  • 03/2019 → Present
    Newark, DE
  • 07/2013 → 03/2019
    Jpmorgan Chase
    Newark, DE
Previous Registrations
  • 2008-08-01 → 2009-10-28
    Newark, DE
    Columbus, OH
    Columbus, OH
    Newark, DE
  • 2007-10-05 → 2008-08-01
    1717 Capital Management Company
    Newark, DE
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Smiling Coast Financial Services, LLC; President, Entity established exclusively for Primerica business, Investment related, Devotes 160 hours per month, 20 hours during securities trading hours, 651 N. Broad Street, Suite 205, Middletown, DE 19709-6400.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-09
S63 Uniform Securities Agent State Law Examination 2019-04-22
S66 Uniform Combined State Law Examination 2007-06-11
  • S65 Uniform Investment Adviser Law Examination
    2020-11-09
  • S63 Uniform Securities Agent State Law Examination
    2019-04-22
  • S66 Uniform Combined State Law Examination
    2007-06-11
Other Names
  • Awa Sissoho
  • Awa C S Njie
  • Awa C Njie
  • Awa Njie

View on SEC IAPD

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