Dennis Lynn Latham

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2017
  Lpl Financial Llc
  Easley, SC
• 04/2016 → 11/2017
  Bank Of North Carolina
  Easley, SC
• 11/2017 → Present
  Raymond James Financial Services,Inc
  Easley, SC
• 11/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Easley, SC

Previous Registrations

• 2016-04-05 → 2017-11-13
  Lpl Financial Llc
  Easley, SC
  San Diego, CA
  Easley, SC
• 2010-07-06 → 2016-04-05
  American Independent Securities Group, Llc
  Eagle, ID
  Greenville, SC
  Easley, SC
  Eagle, ID
• 2009-12-21 → 2010-06-08
  Summit Financial Group Inc
  Greenville, SC
• 2008-07-02 → 2009-12-16
  Concourse Financial Group Securities, Inc.
  Greenville, SC
  Easley, SC
  Piedmont, SC
  Piedmont, SC
  Piedmont, SC

Other Businesses

(1)Name of Business: A-G Investments, LLC Address: 367 Johnson Rd, Easley, SC, 29642, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Bob Hollow Investments, LLC Address: 367 Johnson Rd, Easley, SC, 29642, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/12/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative (3)Name of Business: Latham Financial Address: 367 Johnson Rd, Easley, SC, 29642, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/27/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Mountain Rock Properties, LLC Address: 367 Johnson Rd, Easley, SC, 29642, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/25/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (5)Name of Business: Palmetto Capital Group and Financial Services, Inc. Address: 367 Johnson Rd, Easley, SC, 29642, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 05/09/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (6)Name of Business: Pinnacle Asset Management Address: 6602 Calhoun Memorial Hwy, Easley, SC, 29640, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: d/b/a for registered rep/IAR rep activities

Exams

• S66 Uniform Combined State Law Examination
  2008-06-24