Brian Michael Keswick

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2008-01-29

OR RA
APPROVED

Since 2008-01-29

Branch Locations

Wilsonville, OR • United States

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ohio National Financial Services	Cincinnati	OH	01/2008	Present
The O.N. Equity Sales Company	Cincinnati	OH	01/2008	Present

01/2008 → Present

Ohio National Financial Services

Cincinnati, OH
01/2008 → Present

The O.N. Equity Sales Company

Cincinnati, OH

Previous Registrations

2004-09-17 → 2006-10-09

Commonwealth Financial Network

Portland, OR
2003-04-15 → 2004-09-23

Citigroup Global Markets Inc.

Portland, OR
2004-08-27 → 2004-09-10

Morgan Stanley Dw Inc.

Lake O"Swego, OR

Other Businesses

1) Insurance Sales; not investment related; 11813 SW Grenoble Street, Wilsonville OR 97070; 01/01/2008-present; 160 hours/month (130 during market hours); sale life and disability insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-27
S63	Uniform Securities Agent State Law Examination	1998-06-26

S65 Uniform Investment Adviser Law Examination

2000-01-27
S63 Uniform Securities Agent State Law Examination

1998-06-26

Other Names

Brian Keswick

View on SEC IAPD