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Susan Marie Silver

Morgan Stanley

Los Angeles, CA

Fairfax, CA

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-04
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-12-04
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Fairfax, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Orinda CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Orinda, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Orinda, CA
  • 2003-09-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Orinda, CA
    Orinda, CA
  • 2001-05-16 → 2003-01-24
    Morgan Stanley & Co. Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-06
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S65 Uniform Investment Adviser Law Examination
    1998-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • Susan M Silver

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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